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§ 50.3118. Information Regarding Five Percent Equity Security Owners.

10 CA ADC § 50.3118Barclays Official California Code of Regulations

Barclays California Code of Regulations
Title 10. Investment
Chapter 1. Commissioner of Business Oversight, Division of Financial Institutions
Subchapter 50. Business and Industrial Development Corporations
Article 4. Issuance of License
Subarticle 2. Application
10 CCR § 50.3118
§ 50.3118. Information Regarding Five Percent Equity Security Owners.
Currentness
State whether or not the applicant has or is proposed to have any five percent (including associates) equity security owners, and, if so, provide, with respect to each such person:
(a) Name.
(b) Business address.
(c) Title of any position which the person holds with the applicant.
(d) Amount and types of equity securities of the applicant owned, directly or indirectly, of record or beneficially, by the person or his associates.
This database is current through 5/10/24 Register 2024, No. 19.
Cal. Admin. Code tit. 10, § 50.3118, 10 CA ADC § 50.3118
End of Document