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§ 50.3117. Information Regarding Promoters.

10 CA ADC § 50.3117Barclays Official California Code of Regulations

Barclays California Code of Regulations
Title 10. Investment
Chapter 1. Commissioner of Business Oversight, Division of Financial Institutions
Subchapter 50. Business and Industrial Development Corporations
Article 4. Issuance of License
Subarticle 2. Application
10 CCR § 50.3117
§ 50.3117. Information Regarding Promoters.
Currentness
In case the applicant was incorporated within three years before the filing of the application, state whether or not there is any promoter of the applicant who is neither a director, officer, controlling person, nor proposed controlling person of the applicant, and, if so, with respect to each such promoter:
(a) In case the promoter is an individual, state:
(1) Name.
(2) Business address.
(3) Home address.
(4) Business or occupation.
(5) Amount and type of securities of the applicant which the promoter owns or proposes to own, directly or indirectly, of record or beneficially.
(6) Whether or not the promoter participates or proposes to participate in the management or operation of the applicant, and, if so, a description of such participation.
(b) In case the promoter is any type of person other than an individual, state:
(1) Name.
(2) Type of person (that is, corporation, partnership, etc.).
(3) Address of principal office.
(4) Description of business.
(5) Amount and types of securities of the applicant which the promoter owns or proposes to own, directly or indirectly, of record or beneficially.
(6) Whether or not the promoter participates or proposes to participate in the management or operation of the applicant, and, if so, a description of such participation.
This database is current through 5/17/24 Register 2024, No. 20.
Cal. Admin. Code tit. 10, § 50.3117, 10 CA ADC § 50.3117
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