§ 2293.5. Phase-In Requirements.
13 CA ADC § 2293.5Barclays Official California Code of Regulations
13 CCR § 2293.5
§ 2293.5. Phase-In Requirements.
[Note: The goal of this comprehensive process is to foster the introduction of new, lower polluting ADF fuels by allowing the limited sales of innovative ADFs in stages while emissions, performance, and environmental impacts testing is conducted. This testing is intended to develop the necessary real-world information to quantify the environmental and human health benefits from using new ADFs, determine whether these fuels have adverse environmental impacts relative to conventional CARB diesel, and identify any vehicle/engine performance issues such fuels may have.]
An ADF that has not been approved for commercialized sales under subsection (c) for Stage 3A fuels or subsection (d) for Stage 3B fuels may only be sold, offered for sale, or supplied for use in motor vehicles in California pursuant to an approved Executive Order (EO) for candidate ADF issued under subsection (a) for a Stage 1 pilot program or under subsection (b) for a Stage 2 ADF.
[Note: The purpose of this stage is to allow limited, small fleet use of innovative fuels while requiring screening tests and assessments to quickly determine whether there will be unreasonable potential impacts on air quality, the environment and vehicular performance. Such data will help inform more extensive testing and analysis to be conducted in Stage 2. This Stage 1 is modeled after the existing ARB regulation that provides limited, fuel test program exemptions under 13 CCR 2259.]
A person seeking a Stage 1 Executive Order (EO) for an ADF must submit an application to the Executive Officer that includes all the following information:
(H) If different from the information in (G) above, the name, address, telephone number and title of the person(s) and the name of the company or organization responsible for recording and making the information specified above available to the Executive Officer and the location in which such information will be maintained.
(I) Chemical and physical properties of the candidate ADF: complete chemical speciation, Chemical Abstract Services (CAS) numbers (if available), density, energy content, vapor pressure, oxidative potential, distillation curve, log Kow (water-octanol partition coefficient), and Henry's law coefficient.
(J) Environmental information about the ADF: Material Safety Data Sheet(s) (MSDS) for all components of the candidate ADF, production process diagram, identification of potential human health or environmental effects, lifecycle flow diagram (including all stages of the process-raw material extraction, manufacturing, distribution, use and disposal including all intervening transportation steps), and potential release scenarios during production (including by-products), transportation and use.
(S) It is the responsibility of the applicant to identify any specific portion of the information submitted above as trade secret. Any such trade secret information identified by the applicant shall be treated pursuant to 17 CCR 91000-91022 and the California Public Records Act (Government Code section 6250 et seq.).
(A) After deeming an application complete, the Executive Officer shall post the application on ARB's internet web site for 30 business days for public comments. Only comments related to potential factual or methodological errors or the candidate ADF's impacts to public health or the environment may be considered by the Executive Officer. Within 30 business days, the applicant shall either make revisions to its application and submit those revisions to the Executive Officer, or submit a detailed written response to the Executive Officer explaining why no revisions are necessary.
(B) Within 30 business days of receiving the applicant's response to the public comments under (A), the Executive Officer shall either approve or disapprove the pilot program. The Executive Officer shall notify the applicant of his/her decision in writing and provide, if the application is denied, the reasons for the denial.
(C) The Executive Officer shall disapprove a proposed pilot program if he/she determines the use of the candidate ADF, under the terms and conditions of the pilot program as proposed, poses substantial risk to the community in which the pilot program is proposed to be conducted, presents risks that substantially outweigh the putative benefits of using the candidate ADF, or may cause a significant adverse impact on the environment.
(D) No approval of a pilot program shall be effective without an approved Executive Order (EO) executed between the Executive Officer and the applicant(s). The EO shall include terms and conditions that the applicant must meet in order to provide the candidate ADF fuel in California during the term of the EO. The terms and conditions shall be based on the information specified in section 2293.5(a) above, as well as the following:
3. Evidence of substantial progress in working in good faith with the original equipment/engine manufacturers of the engines involved in the EO, consensus standards organizations (e.g., ASTM), regulatory agencies, and other interested parties toward developing a consensus set of fuel specifications for the candidate ADF; and
(B) The Executive Officer may terminate or modify an EO, with 30 business days written notice to the applicant(s), for failure of the applicant(s) to comply with any of the terms and conditions of the EO, failure to comply with any other applicable provision in this subarticle, or for good cause. Good cause includes, but is not limited to, a determination by the Executive Officer that the information submitted in the application was inaccurate or incomplete or that the use of the ADF, under the terms and conditions of the approved pilot program, may pose an unacceptable risk to the community in which the pilot program is being conducted, or its risks substantially outweigh the putative benefits of using the candidate ADF;
(C) The Executive Officer shall not revoke or modify an approved Stage 1 EO without first affording the applicant an opportunity for a hearing in accordance with CCR, title 17, division 3, chapter 1, subchapter 1.25, article 2 (commencing with Section 60055.1). The Executive Officer may temporarily suspend an EO without a hearing and prior to revocation or modification if the Executive Officer determines that continued operations under the EO may adversely affect human health;
[Note: The purpose of this stage is to allow limited but expanded fleet use of an ADF that has successfully undergone the Stage 1 pilot program. Stage 2 candidate ADFs undergo additional emissions and performance testing to better characterize potential impacts on air quality, the environment and vehicular performance. This testing and assessment will be conducted pursuant to a formal multimedia evaluation leading to the development of a fuel specification, as appropriate. Further, the multimedia evaluation will be the basis for determining whether the candidate ADF has potential adverse emissions impacts. The determination of potential adverse emissions impacts determines whether the candidate ADF may proceed to Stage 3A or Stage 3B.]
A person who has successfully completed a Stage 1 pilot program for a candidate ADF under subsection (a) may apply for a Stage 2 EO for that candidate ADF.
An applicant for Stage 2 must submit an application to the Executive Officer that includes all the following information:
(F) Any changes or updates to the information submitted under section 2293.5(a)(1)(F)-(R) to reflect the expanded scope of vehicles, locations, fuel volume, timeframe, and other aspects of operation under Stage 2. For each of these items, the applicant must specify whether there has been no change or update, or if there has been a change or update, what that change or update is; and
(H) It is the responsibility of the applicant to identify any specific portion of the information submitted above as trade secret. Any such trade secret information identified by the applicant shall be treated pursuant to 17 CCR 91000-91022 and the California Public Records Act (Government Code section 6250 et seq.).
(A) After deeming an application complete, the Executive Officer shall post the application on ARB's internet web site for 30 business days for public comments. Only comments related to potential factual or methodological errors or information regarding vehicle performance or the candidate ADF's impacts to public health or the environment may be considered by the Executive Officer. Within 30 business days, the applicant shall either make revisions to its application and submit those revisions to the Executive Officer, or submit a detailed written response to the Executive Officer explaining why no revisions are necessary;
(B) Within 30 business days of receiving the applicant's response to the public comments under (A), the Executive Officer shall either approve or disapprove the Stage 2 application. The Executive Officer shall notify the applicant of his/her decision in writing and provide, if the application is denied, the reasons for the denial;
(C) The Executive Officer shall disapprove a proposed pilot program if he/she determines the use of the ADF, under the terms and conditions of the Stage 2 program as proposed, poses substantial risk to the community(ies) in which the program is proposed to be conducted, presents risks that substantially outweigh the putative benefits of using the ADF, or may cause a significant adverse impact on the environment;
(D) No approval of a Stage 2 program shall be effective without an approved Executive Order (EO) executed between the Executive Officer and the applicant(s). The EO shall include terms and conditions that the applicant must meet in order to provide the ADF fuel in California during the term of the EO. The terms and conditions shall be based on the information specified in section 2293.5(b)(1) above, as well as the following:
3. Substantial progress in working in good faith with the original equipment/engine manufacturers of the engines involved in the EO, consensus standards organizations (e.g., ASTM), regulatory agencies, and other interested parties toward developing a consensus set of fuel specifications for the ADF. These efforts must culminate in adoption of consensus standards by the end of the Stage 2 EO.
(B) The Executive Officer may terminate or modify an EO, with 30 business days written notice to the applicant(s), for failure of the applicant(s) to comply with any of the terms and conditions of the EO, failure to comply with any other applicable provision in this subarticle, or for good cause. Good cause includes, but is not limited to, a determination by the Executive Officer that the information submitted in the application was inaccurate or incomplete or that the use of the ADF, under the terms and conditions of the approved Stage 2 program, may pose an unacceptable risk to the community in which the Stage 2 program is being conducted, or its risks substantially outweigh the putative benefits of using the ADF;
(C) In the event an applicant cannot complete an approved Stage 2 program within the allotted time, the applicant(s) may request a 1 year extension, renewable up to four times. The Executive Officer may provide additional extensions due to delays in completion of a multimedia evaluation, adoption of the applicable consensus standards, or for other good cause;
1. Submit and obtain Executive Officer approval of a Tier I Report that provides all available background information on the fuel and identifies potential adverse impacts to public health or the environment, key risk assessment elements, and key knowledge gaps pertaining to impacts from the production, use, or disposal of the fuel;
4. Provide any additional information or analysis that the Executive Officer determines is necessary to address comments or concerns raised by the multimedia working group comprised of agencies described in Health and Safety Code section 43830.8(g), by peer reviewers asked to review the multimedia evaluation, or by the California Environmental Policy Council established pursuant to the Public Resources Code section 71017(b).
(B) The multimedia evaluation shall identify and evaluate any significant adverse impact on public health or the environment, including air, water, or soil, that may result from the production, use, or disposal of the ADF, under Stage 2, Stage 3A, or Stage 3B, relative to an appropriate baseline identified by the Executive Officer in consultation with the multimedia working group. The evaluation shall address all impacts listed in Health and Safety Code section 43830.8(c); any other impacts specified by the Executive Officer; and any additional impacts identified during preparation of Tier I, Tier II, or Tier III reports.
(D) If the findings from the multimedia evaluation show a statistically significant increase in any criteria, toxic, or other air pollutant from the use of an ADF in motor vehicles, compared to the baseline, the Executive Officer shall determine whether there is a level below which the use of a candidate ADF or a candidate ADF blend would avoid a detrimental impact on ambient air quality.
An applicant operating under a Stage 2 EO may qualify for commercial sales of the ADF under section 2293.5(c) for Stage 3A or section 2293.5(d) for Stage 3B if the Executive Officer determines in writing that the applicant has successfully completed the requirements of Stage 2.
(B) In the event the Executive Officer makes a determination of potential adverse emissions impacts under section 2293.5(b)(5)(D), the Executive Officer shall post notice on the ARB website of his/her intent to initiate an evaluation to determine whether the use of a candidate ADF or candidate ADF blend would lead to adverse emissions impacts considering the existence of offsetting factors, and if such impacts are found, develop and establish appropriate fuel specifications and/or in-use requirements to be added to section 2293.6 or 2293.7, as appropriate.
In the event the Executive Officer determines that a candidate ADF or candidate ADF blend has potential adverse emissions impacts, the Executive Officer shall direct ARB staff to conduct an evaluation to consider the effects of offsetting factors and the resultant impact that the use of the candidate ADF will have on criteria, toxic, or other air pollutants and resultant effect on air quality.
(2) If the Executive Officer finds that after considering offsetting factors, the use of a candidate ADF or candidate ADF blend would result in adverse emissions impacts, then the fuel must be considered under Stage 3A. In that case, the Executive Officer shall determine conditions of ADF use including, but not limited to, appropriate fuel specifications and/or in-use requirements to preclude adverse emission impacts. Conditions of use may consider, but are not limited to, the effect of ADF feedstocks, the region of ADF use, or any seasonal effects relative to emissions impacts on air quality mandates.
(3) If the Executive Officer finds appropriate fuel specifications and/or in-use requirements that would eliminate or reduce the adverse air quality impacts found in 2293.5(c)(2), then the Executive Officer will direct staff to initiate a rulemaking process to establish those standards under this subarticle.
If the Executive Officer determines that there are no potential adverse emissions impacts in accordance with 2293.5(b)(5)(D), or that there would be no adverse emissions impacts in accordance with 2293.5(c)(1) for a candidate ADF or candidate ADF blend, no in-use requirements are required for the fuel. The applicant may apply to the Executive Officer, and the Executive Officer may approve, a Stage 3B EO for commercial sales of the ADF or the ADF blend without amendment of this subarticle. Stage 3B activities are subject to the reporting and recordkeeping provisions specified in section 2293.8 and any conditions or limitations that the Executive Officer includes in the Stage 3B EO to ensure commercial sales meet any applicable standards and avoid any significant impact to public health or the environment.
Credits
Note: Authority cited: Sections 39600, 39601, 43013, 43018 and 43101, Health and Safety Code; and Western Oil and Gas Ass'n. v. Orange County Air Pollution Control District, 14 Cal. 3d 411, 121 Cal.Rptr. 249 (1975). Reference: Sections 39000, 39001, 39002, 39003, 39010, 39500, 39515, 40000, 43000, 43016, 43018, 43026, 43101, 43830.8, and 43865, Health and Safety Code: and Western Oil and Gas Ass'n. v. Orange County Air Pollution Control District, 14 Cal. 3d 411, 121 Cal.Rptr. 249 (1975).
History
1. New section filed 2-15-95; operative 2-15-95 pursuant to Government Code Section 11343.4(d) (Register 95, No. 7).
2. Renumbering of former section 2293.5 to new section 2295 and new section 2293.5 filed 11-16-2015; operative 1-1-2016 (Register 2015, No. 47).
This database is current through 4/26/24 Register 2024, No. 17.
Cal. Admin. Code tit. 13, § 2293.5, 13 CA ADC § 2293.5
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