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§ 40.102. Management Personnel: Notification of Changes.

10 CA ADC § 40.102Barclays Official California Code of Regulations

Barclays California Code of Regulations
Title 10. Investment
Chapter 1. Commissioner of Business Oversight, Division of Financial Institutions
Subchapter 40. Industrial Loans
Article 1. General Provisions
10 CCR § 40.102
§ 40.102. Management Personnel: Notification of Changes.
Currentness
For purposes of Section 18345 of the Financial Code, management personnel shall include supervisors, managers, persons who make loans or purchase obligations and persons who may be in charge of a place of business of an industrial loan company. The notification of changes in personnel required by Section 18345 of the Financial Code shall be on a form provided by the Commissioner.

Credits

Note: Authority cited: Sections 18345 and 18347, Financial Code. Reference: Sections 18345 and 18347, Financial Code.
History
1. Change without regulatory effect renumbering former section 1110 to new section 40.102 filed 8-19-97 pursuant to section 100, title 1, California Code of Regulations (Register 97, No. 34).
This database is current through 4/19/24 Register 2024, No. 16.
Cal. Admin. Code tit. 10, § 40.102, 10 CA ADC § 40.102
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