§ 839. Administrative Penalty Schedules.
3 CA ADC § 839Barclays Official California Code of RegulationsEffective: April 1, 2024
Effective: April 1, 2024
3 CCR § 839
§ 839. Administrative Penalty Schedules.
(a) Failure to comply with the provisions of Division 5 (commencing with section 9101) of the Food and Agricultural Code, and any regulations adopted pursuant to Division 5, excluding any regulation adopted pursuant to Food and Agricultural Code sections 10781-10786, constitutes a violation and is subject to an administrative penalty of not less than one hundred dollars ($100) or more than one thousand dollars ($1,000) for each violation as authorized by section 9166 of the Food and Agricultural Code.
(c) For purposes of this section, violations are classified as “serious,” “moderate,” or “minor”. Repeat violations may result in an escalation of violation class and/or penalty. Escalation of penalties will apply for a revolving three-year period from the date of each unique section code violation.
(d) Table “A” Administrative Violation Classification Schedule shall be used by the Department and provides the level of severity of a particular violation and the corresponding penalty range for “serious”, “moderate”, and “minor” violation classes for violations pursuant to subsection (a) of this section.
1. “Serious”. Violations that occur recklessly or negligently, or where the risk for spreading animal disease or causing contamination poses an imminent threat to animals, animal products, public health, the environment, or the economy, or violations that resulted, or reasonably could have resulted in the introduction or spread of an animal disease; or interferes with the Department's efforts to mitigate the introduction or spread of animal diseases including animal disease traceability. Serious violations are punishable by an administrative penalty from five hundred one dollars ($501) to one thousand dollars ($1,000).
2. “Moderate”. Violations in which there is a potential for spreading animal disease or causing contamination, or could pose a threat to animals, animal products, public health, the environment, or the economy; or effects the Department's efforts to mitigate the introduction or spread of animal diseases including animal disease traceability. Moderate violations are punishable by an administrative penalty from three hundred one dollars ($301) to five hundred dollars ($500).
3. “Minor”. Violations that are unintentional or have minimal risk of spreading animal disease or causing contamination or are unlikely to pose a threat to animals, animal products, public health, the environment, or the economy; or interferes minimally with the Department's efforts to mitigate the introduction or spread of animal diseases including animal disease traceability. Minor violations are punishable by an administrative penalty from one hundred dollars ($100) to three hundred dollars ($300).
(e) Failure to comply with any regulations adopted pursuant to Food and Agricultural Code sections 10781-10786, constitutes a violation and is subject to an administrative penalty not to exceed one hundred dollars ($100) per individual animal as authorized by section 10786(a) of the Food and Agricultural Code.
(g) When determining the penalty for any violation of Division 5 (commencing with section 9101) of the Food and Agricultural Code and any regulations adopted pursuant to Division 5, the Department shall consider any aggravating or mitigating factors. The penalty assessed shall represent a totality of the circumstances; the greater risk or recalcitrance of the violator will place the assessed penalty progressively higher within the range. Cooperation, risk mitigation, and severity of the violation will be considered and will place the penalty at the lower end of the range. The Department shall assess each violation utilizing the following risk categories:
1. Risk to animal health: A low risk to animal health is one where there is de minimis risk for animal disease to be introduced by an animal, animal product, or activity into pathways that negatively impact animals or leads to the spread of disease. A high risk is one where there is an imminent risk for animal disease to be introduced by an animal, animal product, or activity into pathways that negatively impact animals or leads to the spread of disease; or the event has resulted, or reasonably could have resulted in the introduction or spread of an animal disease.
2. Risk to public health and/or food supply: A low risk to public health and/or food supply is one where the event or occurrence poses de minimis risk and only under irregular conditions could there be any possibility of an illness or contamination and all reasonable precautions have been taken. A high risk to human health or food supply is one where the event or occurrence poses significant risk and harm, has occurred or is likely to occur, and the violator knew or should have known that the event or activity would result in a risk to public health and food supply or the violator acted recklessly.
3. Risk to the environment and/or economy: A low risk to the environment and/or the economy is one where there is a de minimis risk and only under irregular conditions could there be any possibility of an economic loss or contamination and all reasonable precautions have been taken. A high risk to the environment and economy is one where the risk is imminent or has occurred on multiple occasions and the violator knew or should have known that the event or activity would result in risk to the economy and/or environment or the violator acted recklessly.
Table “A” Administrative Violation Classification Schedule |
|---|
Food & Agricultural Code | Title 3 California Code of Regulations | Description of Violation | Minor $100-$300 | Moderate $301-$500 | Serious $501-$1000 |
|---|---|---|---|---|---|
9101 | Failure of any person designated in this section to report to the Department that any animal or animal product is or may be affected by, has been exposed to, or may be transmitting or carrying any condition specified under Monitored Conditions within thirty (30) days as specified in the “List of Reportable Conditions for Animals and Animal Products” | 1st violation | 2nd violation & subsequent | ||
9101 | Failure of any person designated in this section to report to the Department that any animal or animal product is or may be affected by, has been exposed to, or may be transmitting or carrying any condition specified under Regulatory Conditions within forty-eight (48) hours as specified in the “List of Reportable Conditions for Animals and Animal Products” | 1st & 2nd violation | 3rd violation & subsequent | ||
9101 | Failure of any person designated in this section to report to the Department that any animal or animal product is or may be affected by, has been exposed to, or may be transmitting or carrying any condition specified under Emergency Conditions within twenty-four (24) hours as specified in the “List of Reportable Conditions for Animals and Animal Products” | Any violation | |||
9161 | 1300.11(b) | Failure of any person receiving livestock which may be manifesting any disease condition specified in section 1300.1(a) or which were transported into California with a permit required by section 1300.1 to do any of the following: 1) notify the Department 2) segregate animals 3) hold animals 4) dispose of animals in accordance with article 2 or 5) prepare and maintain records of the transactions involving the animals | Any violation | ||
9161 | 1300.12 | Failure of any person receiving livestock under the provisions of section 1300.11 to sell, transfer, transport, or otherwise dispose of as required by section 1300.12 | Any violation | ||
9164 | Any person that removes or causes to be removed any livestock from slaughterhouse pens, yards, corrals, or similar holding places where livestock is held for immediate slaughter without a permit except directly into the slaughterhouse | 1st violation | 2nd violation & subsequent | ||
9210 | No person shall engage in the production of animal blood or blood component products for retail sale or distribution except in commercial licensed blood bank for animals licensed by the secretary | Any violation | |||
9241 | No person shall offer for sale or use any biologic unless it is manufactured pursuant to the terms of a valid license or permit issued by the US Department of Agriculture; or blood or blood component product unless it is produced in an establishment licensed by the secretary | Any violation | |||
9351 | Any person that willfully sells, except for immediate slaughter, or exposes other livestock not so infected, to any cattle which have or are infected with the Boophilus annulatus tick | Any violation | |||
9352 | Any person that knowingly sells any sheep or cattle infected with scabies, or to expose them in such a manner as may infect other sheep or cattle which are not infected with scabies | Any violation | |||
9561 | 760.2(g) | Failure to transport all animals directly and without delay to the destination stated on the Certificate of Veterinary Inspection | 1st & 2nd violation | 3rd violation & subsequent | |
9561 | 760.3(h) | Failure to transport all animals directly and without delay to the destination stated on the Interstate Livestock Entry Permit | 1st & 2nd violation | 3rd violation & subsequent | |
9561 | 760.4 | Failure to meet the following entry requirements for Rams ≥ six (6) months of age 1) official individual identification 2) negative official test for Brucella ovis within 60 days before entry or be from a Brucella ovis-free flock unless exempt by section 760.4(a)(2)(A), 3) Certificate of Veterinary Inspection | 1st violation | 2nd violation & subsequent | |
9561 | 760.5(a) & (b) | Failure to meet the following entry requirements for all animals imported into California 1) Interstate Livestock Entry Permit unless exempt by 760.5(a) 2) official identification | 1st & 2nd violation | 3rd violation & subsequent | |
9561 | 760.5(c) | A missing Certificate of Veterinary Inspection for all sexually intact breeding animals imported into California | |||
9561 | 760.5(d) | Failure to meet the following entry requirements for all animals imported into California for exhibition 1) official identification 2) Certificate of Veterinary Inspection 3) Interstate Livestock Entry Permit | 1st violation | 2nd violation & subsequent | |
9561 | 760.6(a) | Missing official identification for all animals changing ownership in California unless exempt by section 760.6(a) | 1st violation | 2nd violation & subsequent | |
9561 | 760.6(b) | Missing official identification for exhibition animals | 1st violation | 2nd violation & subsequent | |
9561 | 821.4(b) | Failure to obtain a Certificate of Veterinary Inspection for poultry imported into California unless exempt by 821.4(b) | 1st violation | 2nd violation & subsequent | |
9561 | 1301.1(g) | Failure of an owner to segregate or isolate the population of animals or animal product no later than the date and time and by the method determined by the State Veterinarian as specified in a Notice of Required Action Pursuant to Quarantine | Any violation | ||
9561 | 1301.1(h) | Failure of an owner to treat the population of animals or animal product no later than the date and time and by the method determined by the State Veterinarian as specified in a Notice of Required Action Pursuant to Quarantine | Any violation | ||
9561 | 1301.8(a)(2) | The owner refuses to permit or interferes with an inspection of a population of animals or animal product or the premises to ascertain compliance of a Notice of Required Action Pursuant to Quarantine | Any violation | ||
9561 | 1301.8(a)(3) | The owner fails to cooperate with or interferes with an epidemiological investigation | Any violation | ||
9561 | 1301.8(a)(4) | The owner fails to complete or cooperate with an epidemiological investigation, plan of action or eradication program to control of eliminate a condition | Any violation | ||
9563 | 1301.1(e) | Owner moves a population of animals or animal product from a quarantine premises | Any violation | ||
9563 | 1301.1(f) | Failure of an owner to move a population of animals or animal product to a location specified by the State Veterinarian no later than a date and time and by the method determined by the State Veterinarian as specified in a Notice of Required Action Pursuant to Quarantine | Any violation | ||
9570 | 1300.1 | Failure to obtain a permit for transporting diseased animals into California | Any violation | ||
9641.5(a)(1) | Failure to obtain a certificate of health from the state of origin issued by an accredited veterinarian for any horse or other Equidae brought into this State unless exempt by section 9641.6 | 1st violation | 2nd violation & subsequent | ||
9641.5(a)(2) | Any horse or other Equidae brought into this state without verification that the horse or other Equidae has been tested within the preceding twelve (12) months and found negative to a test for Equine Infectious Anemia unless exempt by section 9641.5(b). | 1st violation | 2nd violation & subsequent | ||
9694 | 1301.1(i) | Failure of an owner to cooperate with the State Veterinarian to destroy and dispose of the remains of the population of animals or animal product no later than the date and time and by the method determined by the State Veterinarian as specified in the Notice of Required Action Pursuant to Quarantine | Any violation | ||
9695 | It is unlawful for any person to hide, secrete, or failure to disclose any animal or property that is suffering from, or that has been exposed or potentially exposed to any disease subject to a current quarantine order, or to fail to disclose the whereabouts of that animal or property | Any violation | |||
9696 | It is unlawful for any person to fail or refuse to dispose of any property destroyed in the manner prescribed by the State Veterinarian when directed or required to do so | Any violation | |||
9697 | It is unlawful for any person to fail or refuse to clean or disinfect any premises in the manner prescribed by the State Veterinarian when directed to do so by the State Veterinarian | Any violation | |||
9698 | It is unlawful for any person to violate any quarantine order which regulates restricts, or restrains the movement of persons, vehicles, farm equipment, farm and dairy products into, from, or from place to place within a quarantined district, area, or premises | Any violation | |||
9699 | It is unlawful for any person to violate the conditions of any permit which authorizes the permittee to travel upon any road or highway within a quarantined district, area, or premises | Any violation | |||
9702 | It is unlawful for the operator of any vehicle to fail to stop upon demand of a clearly identified animal health quarantine officer when ordered to stop for having reasonable cause to believe a violation of quarantine is occurring | Any violation | |||
10325 | 831(b)(3)(B)(1) | Failure of any state licensed veterinarian to submit a Report of Heifers Spayed After Arrival within seven (7) days after spaying | 1st & 2nd violation | 3rd violation & subsequent | |
10326 | 753.2(b) | Cattle or bison, excluding steers and identified spayed females, from areas under brucellosis quarantine by the federal government, state, or country of origin shall not be allowed to enter California | Any violation | ||
10326 | 755.4(c)(2)(A) | Mexico origin sexually intact cattle more than six (6) months of age without a negative official tuberculosis and brucellosis test completed within 60 calendar days prior to entering California from Mexico | 1st violation | 2nd violation & subsequent | |
10326 | 831(b)(2) | Brucellosis vaccination age, non-brucellosis vaccinated dairy calves, native to their state of origin, who was issued a Special Entry Permit, but was not brucellosis vaccinated within fourteen (14) calendar days after arrival by a contract veterinarian | 1st & 2nd violation | 3rd violation | 4th violation & subsequent |
10326 | 831(b)(3) | Non-brucellosis vaccinated heifers native to a Minimal Risk State, issued a Special Entry Permit, not spayed within six (6) months after arrival by a California state-licensed veterinarian | 1st & 2nd violation | 3rd violation | 4th violation & subsequent |
10327 | 753.1(c)(1) | Failure to meet entry requirements for dairy breed female cattle more than four (4) months of age required to have official brucellosis calfhood vaccination, indicated by the presence of legible official calfhood brucellosis vaccination tattoo unless exempt by sections 753.1(c)(2) or (c)(3) | 1st violation | 2nd violation & subsequent | |
10351 | 752(a)(1) | Failure to have female dairy calves vaccinated against brucellosis with an approved vaccine between the ages of four (4) through twelve (12) months | 1st violation | 2nd violation & subsequent | |
10352 | 752(a)(4) | Failure to report the use of all vaccines for brucellosis calfhood vaccination and eartags used for identification to the Animal Health Branch within fourteen (14) calendar days | Any violation | ||
10610 | 753 | No person shall move, or cause to be moved, from one location to another within California or receive, or cause to be received, any female cattle of the dairy breeds unless they bear evidence of official brucellosis vaccination | 1st violation | 2nd violation | 3rd violation |
10610 | 755.4(b) | Cattle that have been in Mexico and are forty (40) percent or more dairy breed in appearance of genetics shall not be imported into California | Any violation | ||
10610 | 758(b)(1) | Cattle, bison, goats and cervids more than six (6) months of age missing a negative official tuberculosis test completed within sixty (60) calendar days prior to entering California unless exempt by section 758(c) | 1st violation | 2nd violation & subsequent | |
10610 | 820.3(a) | Failure to meet entry requirement for non-virgin bulls less than eighteen (18) months of age and bulls eighteen (18) months of age and over must have a negative DNA detection or amplification-based trichomonosis test result within sixty (60) calendar days prior to entry into California unless exempt by section 820.3(d) | 1st violation | 2nd violation & subsequent | |
10610 | 820.3(b) | Failure of any bull originating from a herd in which trichomonosis has been diagnosed within the past twenty four (24) months to have 1) two (2) negative trichomonosis tests conducted on specimens collected at least seven (7) calendar days apart but not more than 28 calendar days apart, with the last test conducted within sixty (60) calendar days prior to entry and 2) Certificate of Veterinary Inspection that states the requirements in subsections (a)(2) and (b)(1) have been met | 1st & 2nd violation | 3rd violation & subsequent | |
10610 | 820.4(c) | Failure of non-virgin bulls less than eighteen (18) months of age and bulls eighteen (18) months of age and over changing ownership to be accompanied by a negative DNA detection or amplification-based trichomonosis test within sixty (60) calendar days prior to sale unless exempt by section 820.4(c)(1) | 1st violation | 2nd violation & subsequent | |
10610 | 820.4(c)(1)(E) (2) | Bulls may be exempt from trichomonosis test when sold to a buyer entering into a Bull Slaughter Agreement. Failure to follow the agreement requirements at change of ownership as outlined in section 820.4(c)(1)(E)(2) | 1st violation | 2nd violation & subsequent | |
10610 | 820.4(d) | Failure of a Public saleyards to post a sign or notice containing the statement “Non-virgin bulls less than 18 months of age and all bulls 18 months of age and over sold for breeding must have a negative trichomonois test or be consigned as slaughter only” | Any violation | ||
10610 | 830.3(g) | All animals not transported directly and without delay to the destination stated on the Certificate of Veterinary Inspection | 1st & 2nd violation | 3rd violation | 4th violation & subsequent |
10610 | 830.4(g) | All animals must be transported directly to the destination stated on the Interstate Livestock Entry Permit | 1st & 2nd violation | 3rd violation | 4th violation & subsequent |
10610 | 831(a)(1) | Owners of beef breeding herds moving their herd to another state for pasture and to return to California after out of state pasture without a Pasture to Pasture Permit | 1st & 2nd violation | 3rd violation | 4th violation & subsequent |
10610 | 831(a)(2) | Owners moving cattle to enter California for a one-time event, or return to California at the conclusion of a one-time event in another state, without a One-Time Event Permit | 1st & 2nd violation | 3rd violation | 4th violation & subsequent |
10610 | 831(b)(4) | Failure to meet requirements of a Special Entry Permit issued for entry of cattle for feeding at a terminal feedlot or moved into slaughter pens by the owner or agent of the owner | 1st violation | 2nd violation & subsequent | |
10610 | 831(b)(5) | Failure to meet requirements of a Special Entry Permit for entry of heifers under eighteen (18) months of age for feeding at a registered feedlot by the owner or agent of the owner | 1st violation | 2nd violation & subsequent | |
10610 | 831.2(c)(1) | Removal of official identification devices is prohibited except at the time of slaughter, at any other location upon the death of the animal, or as otherwise approved by the Department or USDA when a device needs to be replaced | 1st violation | 2nd violation & subsequent | |
10610 | 831.2(g) | Official identification devices are not to be sold or otherwise transferred from the premises to which they were originally issued to another premises without authorization by the Department or USDA | 1st & 2nd violation | 3rd violation & subsequent | |
10610 | 831.3(a) | Cattle and bison listed in subsections (1)-(7) of section 831.3 (a) without official identification before entering California using an official identification device or method as provided in section 831.2(a), unless exempt by section 831.3(b) | 1st violation | 2nd violation & subsequent | |
10610 | 831.4(a) | Cattle and bison moved into California without a Certificate of Veterinary Inspection pursuant to section 830.3, unless exempt by 831.4(a) | 1st violation | 2nd violation & subsequent | |
10610 | 831.4(d) | Cattle and bison without an Interstate Livestock Entry Permit in accordance with section 830.4, unless exempt by section 831.4(d) | 1st violation | 2nd violation & subsequent | |
10610 | 831.5(a) | Dairy cattle born in California after January 1, 2017 not officially identified as provided in section 831.2(a) prior to leaving their birth premises, unless exempt by section 831.5(a) | 1st violation | 2nd violation & subsequent | |
10610 | 831.5(b) | Dairy cattle without official identification when changing ownership, unless exempt by section 831.5(b) | 1st violation | 2nd violation & subsequent | |
10610 | 831.5(c) | Non-virgin sexually intact male cattle less than eighteen (18) months of age and sexually intact male cattle eighteen (18) months of age and over without individual official identification prior to change of ownership, unless exempt by section 831.5(c) | 1st violation | 2nd violation & subsequent | |
10610 | 831.5(d) | Beef breed female cattle moving to recognized slaughtering establishments without being officially identified in accordance with section 831.2(a) or have a USDA approved backtag | 1st & 2nd violation | 3rd violation & subsequent | |
10610 | 831.5(d)(1) | Failure to correlate USDA approved backtags to an owner | 1st violation | 2nd violation & subsequent | |
10610 | 837(a) | Failure of any USDA accredited and state licensed veterinarians issuing Certificates of Veterinary Inspection to maintain the Certificates of Veterinary Inspection with supporting documents for (5) five years | 1st & 2nd violation | 3rd violation & subsequent | |
10610 | 837(b) | Failure of approved livestock facilities, approved tagging sites, registered feedlots and livestock markets to keep Certificates of Veterinary Inspection or alternate documentation with supporting documents required for the movement of livestock entering the facility for five (5) years | 1st & 2nd violation | 3rd violation & subsequent | |
10610 | 837(c) | Failure of approved licensed dealers to keep an individual identification record for each animal sufficient to identify the animal, seller and buyer, and Certificates of Veterinary Inspection or alternate documentation with supporting documents for the movement of livestock for five (5) years | 1st & 2nd violation | 3rd violation & subsequent | |
10610 | 837(e) | Failure to keep documents recording intrastate movements as required by the owner of the animal for five (5) years | 1st & 2nd violation | 3rd violation & subsequent | |
10610 | 837(f) | Failure of USDA accredited and state-licensed veterinarians or other persons or entities distributing official eartags or any person applying official eartags to animals on behalf of the owner to maintain for five (5) years a record, including but not limited to, the names and addresses of anyone to whom the devices were distributed or the owner of the animals, official eartag numbers of the devices distributed or applied, and the date of distribution or application | 1st & 2nd violation | 3rd violation & subsequent | |
10610 | 837(l) | Failure of any person applying USDA approved backtags to animals to maintain for five (5) years a record, including but not limited to, the names and addresses of the owner of the animals, backtag numbers applied, and the date of application | 1st & 2nd violation | 3rd violation & subsequent | |
10610 | 1302.2 | Failure of any applicant to comply with the requirements for approved terminal feedlots | 1st & 2nd violation | 3rd violation & subsequent | |
10610 | 1302.3 | Failure of any applicant to comply with requirements of a Slaughter Pen status | 1st & 2nd violation | 3rd violation & subsequent | |
10951 | 794.1 | It is unlawful for any person to feed swine any garbage unless the garbage has been processed in accordance with CCR section 794.1 | 1st violation | 2nd violation | 3rd violation & subsequent |
18727 | 1300.14 | Failure to maintain records for a period of two (2) years after the date of receipt of the animals | 1st & 2nd violation | 3rd violation & subsequent |
Table “B” Administrative Violation Schedule |
|---|
Food & Agricultural Code | Title 3 California Code of Regulations | Description of Violation | Penalty | |
|---|---|---|---|---|
10781 | 796.4(b) | Swine imported into California for any purpose, except slaughter, without 1) Certificate of Veterinary Inspection 2) Official identification 3) Interstate Livestock Entry Permit 4) negative test result to official pseudorabies test within thirty (30 days) prior to entry unless exempt by section 796.4(d) | $25-$100 per animal | |
10781 | 796.5(b) | Swine imported into California for any purpose, except slaughter, without 1) Certificate of Veterinary Inspection 2) Interstate Livestock Entry Permit 3) official identification and 4) for sexually intact swine over four (4) months of age, a negative test result to an official brucellosis test within thirty (30) days prior to entry unless exempt by section 796.5(d) | $25-$100 per animal | |
10781 | 796.2(g) | All animals were not transported directly and without delay to the destination stated on the Certificate of Veterinary Inspection | $25-$100 per animal | |
10781 | 796.3(h) | All animals were not transported directly and without delay to the destination stated on the Interstate Livestock Entry Permit | $25-$100 per animal | |
10781 | 796.6(b) | Swine imported for immediate slaughter at a state or federally inspected slaughter without 1) Interstate Livestock Entry Permit and 2) official identification and 3) being unloaded at the slaughter facility within twenty-four (24) hours after entering California without diversion and 4) being slaughtered within 14 days of importation | $25-$100 per animal |
Credits
Note: Authority cited: Sections 9166 and 10786, Food and Agricultural Code. Reference: Sections 9101, 9161, 9164, 9210, 9241, 9351, 9352, 9561, 9563, 9570, 9641.5(a)(1), 9641.5(a)(2), 9694, 9695, 9696, 9697, 9698, 9699, 9702, 10325, 10326, 10327, 10351, 10352, 10610, 10951, 18727 and 10781, Food and Agricultural Code.
History
1. New section filed 4-5-2022; operative 7-1-2022 (Register 2022, No. 14).
2. Amendment of Table A filed 1-10-2024; operative 4-1-2024 (Register 2024, No. 2).
This database is current through 4/26/24 Register 2024, No. 17.
Cal. Admin. Code tit. 3, § 839, 3 CA ADC § 839
| End of Document |