§ 10092.8. Financing Submittal and Enrollment.
4 CA ADC § 10092.8Barclays Official California Code of RegulationsEffective: August 15, 2022
Effective: August 15, 2022
4 CCR § 10092.8
§ 10092.8. Financing Submittal and Enrollment.
(1) Once all Scopes of Work are completed and certified by all Participating Contractors, and, if applicable, the Participating Project Developer, and the FPE has closed the agreement with the Eligible Commercial Financing Customer, a complete financing submittal may be submitted to the Authority for enrollment as described in Section 10092.8(b).
(3) Within 10 business days of receipt of a complete set of data elements, documentation, and certifications as described in Section 10092.8(b), for an Eligible Financing Agreement, the Authority will enroll or deny the Eligible Financing Agreement in the Program and communicate this decision to the Finance Provider Entity.
Data Points | Data Must be Provided by One of These Parties: | Exceptions |
---|
Eligible Small Business Financing Customer Information |
(A) | Customer name, e-mail address, and phone number | Contractor, Project Developer (PD), FPE | |
(B) | North American Industry Classification System (NAICS) Code applicable to the type of business | FPE | |
(C) | Method by which the customer qualifies as an Eligible Small Business Financing Customer pursuant to Section 10092.1(x) | FPE | Not required for Microloans |
(D) | The number of years in business | FPE | |
(E) | An indication of how the entity is organized, e.g., sole proprietorship, corporation, or LLC | FPE | Not required for Microloans |
(F) | The customer's credit score | FPE | |
(G) | Credit scoring or reporting service relied upon to calculate the customer's credit score | FPE | |
(H) | The customer's annual revenue | FPE | Only for Eligible Financing Agreements greater than $350,000 |
(I) | Special business characteristics if known, e.g. woman-owned, veteran-owned, or minority-owned | FPE | |
(J) | Whether the customer owns the Eligible Property(ies) or is a tenant occupant | Contractor, PD, FPE | |
Property Information |
(K) | Number of units or spaces at the Eligible Property for which ESMs were installed | Contractor, PD, FPE | Not required for Microloans |
(L) | The street address, city, and ZIP code | Contractor, PD, FPE | |
(M) | IOU names and account numbers for all IOU gas and electric providers at each Eligible Property | Contractor, PD, FPE | For Microloans, name and account number for at least one IOU |
Project Information (for each contractor or Self-Installer's scope of work) |
(N) | The method by which each ESM qualifies for the Program | Contractor, PD, FPE | |
(O) | The ESM category, e.g. “Lighting” or “Refrigeration” | Contractor, PD, FPE | |
(P) | The ESM measure name | Contractor, PD, FPE | |
(Q) | A brief description including size, efficiency performance, standard material descriptions, and/or specifications | Contractor, PD, FPE | Not required for Microloans |
(R) | The quantity installed for each ESM | Contractor, PD, FPE | |
(S) | An indication of whether the ESM is replacing existing equipment or is a new installation | Contractor, PD, FPE | Not required for Microloans |
(T) | An indication of whether the installation resulted in a fuel substitution for that measure | Contractor, PD, FPE | Not required for Microloans |
(U) | The fuel for which there is expected savings as a result of installing the ESM | Contractor, PD, FPE | Not required for Microloans unless being repaid through OBR |
(V) | Total cost of all ESMs installed as part of a Scope of Work | Contractor, PD, FPE | |
(W) | Total cost and brief description of improvements that were legally and practically required to complete a Scope of Work not accounted for in the total cost of ESMs, if applicable | Contractor, PD, FPE | |
(X) | Description of all Non-ESMs installed as part of a Scope of Work | Contractor, PD, FPE | Not required for Microloans |
(Y) | Total cost of all Non-ESMs installed as part of a Scope of Work | Contractor, PD, FPE | |
(Z) | The Scope of Work Completion Date for any work performed by a Participating Contractor | Contractor | |
(AA) | Any fees charged by the Participating Project Developer and, if there are fees, a brief description of the services provided | PD | Not required for Microloans |
(BB) | The amount of any Capitalized Interest included in the Total Financed Amount | FPE | Not required for Microloans |
(CC) | An indication of whether the Participating Contractor or Eligible Commercial Financing Customer is seeking or has received a rebate or incentive from an IOU, REN, or CCA for a Scope of Work | Contractor, PD, FPE | |
(DD) | The amount of any IOU, REN, or CCA rebate or incentive sought for a Scope of Work | Contractor, PD, FPE | Only for projects with rebates or incentives |
Not required for Microloans | |||
(EE) | The name of the IOU, REN, or CCA issuing a rebate or incentive sought for a Scope of Work, the rebate or incentive name, and, if known, the project identification code | Contractor, PD, FPE | Only for projects with rebates or incentives |
Not required for Microloans | |||
(FF) | Date that the IOU, REN, or CCA approved the Eligible Commercial Financing Customer's custom measure(s), if applicable | Contractor, PD, FPE | Only for projects with a custom IOU, REN, or CCA incentive. |
(GG) | A description of any Non-ESMs installed by contractors not enrolled with the Program or by Self-Installers | PD, FPE | Only for projects with installations by non-participating contractors |
Not required for Microloans | |||
(HH) | The total cost of any Non-ESMs installed by contractors not enrolled with the Program or by Self-Installers | PD, FPE | |
(II) | The name and CSLB number of the non-participating contractor company who installed Non-ESMs | PD, FPE | Only for projects with installations by non-participating contractors |
(JJ) | A description for the Distributed Generation measure(s) installed | PD, FPE | Only for projects with Distributed Generation installations |
Not required for Microloans | |||
(KK) | The total cost for the Distributed Generation measure(s) installed | PD, FPE | |
(LL) | The name and CSLB number of the contractor company who installed the Distributed Generation | PD, FPE | Only for projects with Distributed Generation installations |
Data Related to Measures Qualifying through the Professionally Certified Measure Method pursuant to Section 10092.7(b)(3). For each measure: |
(MM) | Whether the reported savings result from Energy Efficiency or Demand Response measures | Energy Professional | |
(NN) | Energy Professional's estimate of the electric savings of each EE or DR measure certified by the Energy Professional. Savings must be reported in annual kWh for EE and peak kW for DR | Energy Professional | |
(OO) | Energy Professional's estimate of the gas savings of each EE or DR measure certified by the Energy Professional. Savings must be reported as annual therms for EE and peak therms for DR | Energy Professional | |
(PP) | The Energy Professional's name, business name, city, e-mail address, and phone number | Contractor, PD, FPE | |
(QQ) | An indication of whether the Energy Professional is a PE or CEM | Contractor, PD, FPE | |
(RR) | The Energy Professional's certification ID or license number, as applicable | Contractor, PD, FPE | |
Financing Data |
(SS) | The Finance Provider Entity's internal financing agreement number | FPE | |
(TT) | An indication as to whether the financing agreement is an Eligible Loan, Eligible Lease or Eligible Equipment Finance Agreement, Eligible Energy Service Agreement, or an Eligible Savings-Based Payment Agreement | FPE | |
(UU) | Total Financed Amount | FPE | |
(VV) | Whether a security interest was taken against the financing agreement, and, if so, an indication of the type of security interest taken | FPE | Not required for Microloans |
(WW) | Date the financing agreement funded or is anticipated to fund | FPE | |
(XX) | Repayment term of the financing agreement and its maturity date or its contractual end date | FPE | |
(YY) | Interest rate applied to the financing agreement | FPE | Only for Loans, Leases and Equipment Financing Agreements |
(ZZ) | Whether the interest rate is fixed or variable | FPE | Not required for Microloans |
(AAA) | Amount of the interest rate bought down by the contractor, if applicable | FPE | Only for Loans, Leases and Equipment Financing Agreements |
Not required for Microloans | |||
(BBB) | Monthly charges for ongoing service and maintenance related to the upkeep or performance of all installed measures | FPE | Only for Eligible Service Agreements and Eligible Savings-Based Payment Agreements |
(iii) The installation of the ESMs and Non-ESMs complies with all applicable California building standards including, but not limited to, Title 24 of the California Code of Regulations. The installation also complies with all laws, ordinances, regulations and standards applicable in the jurisdiction where the installation occurred;
Credits
Note: Authority cited: Sections 26006 and 26009, Public Resources Code. Reference: Sections 26002, 26002.5, 26003, 26006, 26011 and 26040, Public Resources Code.
History
1. New section filed 12-17-2018 as a deemed emergency pursuant to Public Resources Code section 26009; operative 12-17-2018 (Register 2018, No. 51). A Certificate of Compliance must be transmitted to OAL by 6-17-2019 or emergency language will be repealed by operation of law on the following day.
2. Change without regulatory effect amending section filed 4-4-2019 pursuant to section 100, title 1, California Code of Regulations (Register 2019, No. 14).
3. New section refiled 6-11-2019 as a deemed emergency pursuant to Public Resources Code section 26009, including amendment of subsections (b)(1)(D), (b)(2)(D)(ii)e.-f., and (b)(2)(D)(iv)b., repealer of subsection (b)(2)(D)(vii)c., subsection relettering and amendment of Note; operative 6-18-2019 (Register 2019, No. 24). A Certificate of Compliance must be transmitted to OAL by 9-16-2019 or emergency language will be repealed by operation of law on the following day.
4. New section refiled 9-12-2019 as a deemed emergency pursuant to Public Resources Code section 26009; operative 9-16-2019 pursuant to Government Code section 11343.4(b)(2) (Register 2019, No. 37). A Certificate of Compliance must be transmitted to OAL by 12-16-2019 or emergency language will be repealed by operation of law on the following day.
5. Certificate of Compliance as to 9-12-2019 order, including further amendments, transmitted to OAL 12-13-2019 and filed 1-21-2020; amendments operative 1-21-2020 pursuant to Government Code section 11343.4(b)(3) (Register 2020, No. 4).
6. Amendment of section and Note filed 7-19-2021 as an emergency; operative 7-19-2021 (Register 2021, No. 30). A Certificate of Compliance must be transmitted to OAL by 1-18-2022 or emergency language will be repealed by operation of law on the following day.
7. Amendment of section and Note refiled 12-30-2021 as a deemed emergency pursuant to Public Resources Code section 26009; operative 1-18-2022 (Register 2021, No. 53). A Certificate of Compliance must be transmitted to OAL by 4-18-2022 or emergency language will be repealed by operation of law on the following day.
8. Amendment of section and Note refiled as a deemed emergency pursuant to Public Resources Code section 26009; operative 4-18-2022 (Register 2022, No. 15). A Certificate of Compliance must be transmitted to OAL by 7-18-2022 or emergency language shall be repealed by operation of law on the following day.
9. Certificate of Compliance as to 4-18-2022 order, including amendment of subsection (b)(2), transmitted to OAL 7-12-2022 and filed 8-15-2022; amendments effective 8-15-2022 pursuant to Government Code section 11343.4(b)(3) (Register 2022, No. 33).
This database is current through 5/10/24 Register 2024, No. 19.
Cal. Admin. Code tit. 4, § 10092.8, 4 CA ADC § 10092.8
End of Document |