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§ 10.113. Beneficial.

10 CA ADC § 10.113Barclays Official California Code of Regulations

Barclays California Code of Regulations
Title 10. Investment
Chapter 1. Commissioner of Business Oversight, Division of Financial Institutions
Subchapter 10. Banks
Article 1. General Provisions
Subarticle 2. Definitions
10 CCR § 10.113
§ 10.113. Beneficial.
Currentness
“Beneficial,” when used with respect to ownership of securities by a specified person, includes, in addition to direct and indirect beneficial ownership by such specified person, direct and indirect beneficial ownership.
(a) By the spouse (except where legally separated) and minor children (including stepchildren and adopted children) of the specified person; and
(b) By any other relative of the specified person who has the same home as the specified person.
This database is current through 5/10/24 Register 2024, No. 19.
Cal. Admin. Code tit. 10, § 10.113, 10 CA ADC § 10.113
End of Document