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§ 10.104. __ Percent (Including Consociates) Equity Security Owner.

10 CA ADC § 10.104Barclays Official California Code of Regulations

Barclays California Code of Regulations
Title 10. Investment
Chapter 1. Commissioner of Business Oversight, Division of Financial Institutions
Subchapter 10. Banks
Article 1. General Provisions
Subarticle 2. Definitions
10 CCR § 10.104
§ 10.104. __ Percent (Including Consociates) Equity Security Owner.
“__ percent (including consociates) equity security owner,” when used with respect to a corporation or other organization, means any person who owns, directly or indirectly, of record or beneficially, equity securities of such corporation or other organization which, when combined with the equity securities of the corporation or other organization owned, directly or indirectly, of record or beneficially, by all consociates of such person, constitute the specified percentage or more of any class of the equity securities of the corporation or other organization.
This database is current through 5/10/24 Register 2024, No. 19.
Cal. Admin. Code tit. 10, § 10.104, 10 CA ADC § 10.104
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