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§ 1.13. Requirements Regarding Form, Content, and Execution of Applications and Reports.

10 CA ADC § 1.13Barclays Official California Code of Regulations

Barclays California Code of Regulations
Title 10. Investment
Chapter 1. Commissioner of Business Oversight, Division of Financial Institutions
Subchapter 1. General Provisions
Article 1. Citation, Construction, and Waiver
10 CCR § 1.13
§ 1.13. Requirements Regarding Form, Content, and Execution of Applications and Reports.
The requirements regarding form, content, and execution of applications and reports set forth in this Chapter are designed to apply in the usual or typical circumstances encountered. However, it is impossible to foresee or provide for all of the varying circumstances which may arise in a particular case. Also, the requirements regarding form, content, and execution of applications and reports set forth in this Chapter are not intended to constitute a complete compilation of all the requirements regarding form, content, and execution of applications and reports which the Commissioner may prescribe. Therefore, the Commissioner may, if and when warranted in any particular case, upon application or on his own initiative, allow a variation from the requirements regarding form, content, and execution of applications and reports set forth in this Chapter. Also, the Commissioner may impose requirements regarding form, content, and execution of applications and reports in addition to the requirements set forth in this Chapter.

Credits

Note: Authority cited: Sections 215, 4831, 31101 and 33202, Financial Code.
History
1. Change without regulatory effect amending section and adding new Note filed 8-19-97 pursuant to section 100, title 1, California Code of Regulations (Register 97, No. 34).
This database is current through 6/28/24 Register 2024, No. 26.
Cal. Admin. Code tit. 10, § 1.13, 10 CA ADC § 1.13
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