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§ 280.300. Prohibited Advertising.


Barclays Official California Code of Regulations Currentness
Title 10. Investment
Chapter 3. Commissioner of Financial Protection and Innovation
Subchapter 2.3. Capital Access Companies
Article 5. Advertising
10 CCR § 280.300
§ 280.300. Prohibited Advertising.
(a) No capital access company shall advertise that it or any of its officers, employees, or agents are “bonded,” “supervised by,” “regulated by,” “audited by” or “examined by” the State of California or any agency thereof.
(b) A capital access company shall refer to its licensure under the Capital Access Company Law in any written or printed communication or any communication by means of recorded telephone messages, telephonic or electronic media, or spoken on radio, television or similar communications media, only by the following statement: “Licensed by the Department of Business Oversight under the Capital Access Company Law.”
Note: Authority cited: Section 28155, Corporations Code. Reference: Section 28951, Corporations Code.
1. New article 5 (sections 280.300-280.301) and section filed 6-24-99; operative 7-1-99 pursuant to Government Code section 11343.4(d) (Register 99, No. 26).
2. Editorial correction of History 1 (Register 99, No. 27).
3. Change without regulatory effect amending subsection (b) filed 8-13-2014 pursuant to section 100, title 1, California Code of Regulations (Register 2014, No. 33).
This database is current through 7/29/22 Register 2022, No. 30
10 CCR § 280.300, 10 CA ADC § 280.300
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