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§ 260.231.2. Application for Investment Adviser Certificate Not Filing Through the Investment A...

10 CA ADC § 260.231.2Barclays Official California Code of RegulationsEffective: April 5, 2007

Barclays California Code of Regulations
Title 10. Investment
Chapter 3. Commissioner of Financial Protection and Innovation (Refs & Annos)
Subchapter 2. Corporate Securities (Refs & Annos)
Article 10. Licensing and Regulation of Investment Advisers
Effective: April 5, 2007
10 CCR § 260.231.2
§ 260.231.2. Application for Investment Adviser Certificate Not Filing Through the Investment Adviser Registration Depository. [Repealed]
Currentness

Credits

Note: Authority cited: Sections 25231 and 25610, Corporations Code. Reference: 25230, 25231, 25234, 25236, 25237, 25241, 25608 and 25613, Corporations Code; and Sections 7470, 7473, 7490 and 13140-13144, Government Code.
History
1. New section filed 3-4-2003; operative 4-3-2003 (Register 2003, No. 10).
2. Repealer filed 3-6-2007; operative 4-5-2007 (Register 2007, No. 10).
This database is current through 5/3/24 Register 2024, No. 18.
Cal. Admin. Code tit. 10, § 260.231.2, 10 CA ADC § 260.231.2
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