§ 999.504. Identification of Intended Seller or Pledger.
11 CA ADC § 999.504Barclays Official California Code of RegulationsEffective: January 1, 2023
Effective: January 1, 2023
11 CCR § 999.504
§ 999.504. Identification of Intended Seller or Pledger.
Credits
Note: Authority cited: Sections 21628 and 21630, Business and Professions Code; and Section 21208, Financial Code. Reference: Sections 21628 and 21630, Business and Professions Code; and Section 21208, Financial Code.
History
1. New section filed 10-11-2019; operative 1-1-2020 (Register 2019, No. 41).
2. Amendment of section and Note filed 4-13-2022; operative 1-1-2023 (Register 2022, No. 15).
3. Change without regulatory effect repealing subsections (a)(1)-(2) and adopting new subsection (a) filed 3-27-2023 pursuant to section 100, title 1, California Code of Regulations (Register 2023, No. 13).
This database is current through 7/12/24 Register 2024, No. 28.
Cal. Admin. Code tit. 11, § 999.504, 11 CA ADC § 999.504
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