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§ 260.211.2. Expiration of Broker-Dealer Certificates.

10 CA ADC § 260.211.2BARCLAYS OFFICIAL CALIFORNIA CODE OF REGULATIONS

Barclays Official California Code of Regulations Currentness
Title 10. Investment
Chapter 3. Commissioner of Financial Protection and Innovation
Subchapter 2. Corporate Securities
Article 8. Licensing of Broker-Dealers and Agents (Refs & Annos)
10 CCR § 260.211.2
§ 260.211.2. Expiration of Broker-Dealer Certificates.
A general license as a broker-dealer pursuant to subsection (a) or (b) of Section 25211 of the Code continues effective until it is revoked or suspended by the Commissioner or surrendered by the broker-dealer pursuant to Section 260.242.
Note: Authority cited: Section 25610, Corporations Code. Reference: Section 25211, Corporations Code.
HISTORY
1. Amendment filed 9-2-77; effective thirtieth day thereafter (Register 77, No. 36).
2. Amendment filed 11-29-79 as an emergency; designated effective 1-1-80. Certificate of Compliance included (Register 79, No. 48).
This database is current through 5/6/22 Register 2022, No. 18
10 CCR § 260.211.2, 10 CA ADC § 260.211.2
End of Document