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§ 4476. Conflict of Interest.

16 CA ADC § 4476BARCLAYS OFFICIAL CALIFORNIA CODE OF REGULATIONS

Barclays Official California Code of Regulations Currentness
Title 16. Professional and Vocational Regulations
Division 41. Professional Fiduciaries Bureau
Article 4. Code of Ethics
16 CCR § 4476
§ 4476. Conflict of Interest.
(a) The licensee shall avoid actual conflicts of interest, and consistent with the licensee's fiduciary duties, shall not engage in any activity where there is the reasonable appearance of a conflict of interest.
(b) The licensee shall not engage in any personal, business, or professional interest or relationship that is or reasonably could be perceived as self-serving or adverse to the best interest of the consumer.
(c) The licensee shall protect the rights of the consumer and the estate against infringement by third parties.
Note: Authority cited: Sections 6517 and 6520, Business and Professions Code. Reference: Section 6520, Business and Professions Code.
HISTORY
1. New section filed 11-2-2007 as an emergency; operative 11-2-2007 (Register 2007, No. 44). A Certificate of Compliance must be transmitted to OAL by 4-30-2008 or emergency language will be repealed by operation of law on the following day.
2. Certificate of Compliance as to 11-26-2007 order transmitted to OAL 4-24-2008 and filed 5-19-2008 (Register 2008, No. 21).
This database is current through 5/13/22 Register 2022, No. 19
16 CCR § 4476, 16 CA ADC § 4476
End of Document