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§ 260.204. Brokers Effecting Transactions in Certain Securities Exempt Under Federal Law. [Repe...

10 CA ADC § 260.204BARCLAYS OFFICIAL CALIFORNIA CODE OF REGULATIONS

Barclays Official California Code of Regulations Currentness
Title 10. Investment
Chapter 3. Commissioner of Financial Protection and Innovation
Subchapter 2. Corporate Securities
Article 8. Licensing of Broker-Dealers and Agents (Refs & Annos)
10 CCR § 260.204
§ 260.204. Brokers Effecting Transactions in Certain Securities Exempt Under Federal Law. [Repealed]
Note: Authority cited: Sections 25204 and 25610, Corporations Code. Reference: Section 25204, Corporations Code.
HISTORY
1. New section filed 12-24-69 as an emergency; designated effective 1-2-70. Certificateof Compliance included (Register 69, No. 52).
2. Amendment filed 7-13-70; effective thirtieth day thereafter (Register 70, No. 29).
3. Editorial correction filed 11-9-82 (Register 82, No. 46).
4. Repealer filed 1-31-91; operative 3-2-91 (Register 91, No. 8).
This database is current through 5/6/22 Register 2022, No. 18
10 CCR § 260.204, 10 CA ADC § 260.204
End of Document