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§ 10091.11. Project Requirements.

4 CA ADC § 10091.11Barclays Official California Code of RegulationsEffective: April 15, 2024

Barclays California Code of Regulations
Title 4. Business Regulations
Division 13. California Alternative Energy and Advanced Transportation Financing Authority
Article 5. Gogreen Home Energy Financing Program
Effective: April 15, 2024
4 CCR § 10091.11
§ 10091.11. Project Requirements.
Currentness
(a) All Eligible Improvements financed by the Program must meet applicable quality assurance requirements as specified in this section.
(b) A Self-Installer may install or have installed the Eligible Improvements described in Section 10091.11(b)(1)-(2) below. The Self-Installer must provide proof of purchase to the PFI's or PFL's satisfaction:
(1) EEMs listed in the table in Section 10091.11(j) as eligible for self-installation.
(2) Additional related home improvements as described in Section 10091.1(r)(1)(B).
(c) The contractor performing the work must be a Participating Contractor as of the date they received approval to proceed with the project from a PFI or PFL, except for when:
(1) The work is performed by a Self-Installer,
(2) The work is to install alterations or improvements that are legally and practically required to complete the installation of EEM(s), as described in Section 10091.1(r)(1)(B).
(3) The work is to install additional related home improvements as described in Section 10091.1(r)(1)(B).
(4) The work is financed by a Microloan. For projects financed with Microloans that include EEMs not eligible for self-install, work must be performed by a CSLB-licensed contractor.
(d) The Participating Contractor must ensure all applicable permits and approvals have been obtained and must comply with all applicable laws for the work being performed.
(e) The Borrower must be provided with a Bill Impact Estimate.
(f) The Participating Contractor must ensure the following safety testing requirements are met:
(1) Where a project includes either of the EEMs described in this paragraph and the Eligible Property contains one or more atmospherically-vented combustion appliances within the building's sealed envelope, a safety test must be performed. The Eligible Property must pass this test prior to the enrollment of the Eligible Loan.
(A) Whole building air sealing.
(B) Duct sealing and/or duct replacement.
(C) Duct sizing or optimization.
(2) The safety test may be either a Combustion Appliance Safety Test, a Combustion Appliance Zone Test, a Natural Gas Appliance Test or a substantially similar test consistent with standard industry practice. The safety test must be completed after the work is complete by a contractor who meets any of the following requirements:
(A) Approved to participate in an IOU, REN or CCA whole house retrofit program in the corresponding IOU territory.
(B) Certified by the Building Performance Institute (BPI) as a Building Analyst, Envelope Professional, Heating Professional, Air Conditioning and Heat Pump Professional or BPI GoldStar Contractor.
(C) Completed a training course on and is proficient in the generally accepted standards for combustion safety and ventilation testing, such as Natural Gas Appliance Testing (NGAT).
(3) If multiple Participating Contractors work on a project and the combined measures of the project trigger a safety test, the Participating Contractor who installed any of the measures described in Section 10091.11(f)(1) will arrange for the safety test, unless otherwise agreed upon by the Participating Contractors.
(g) To verify that the Eligible Improvements were installed in accordance with this Article, within one (1) year of enrolling the Eligible Loan, the Authority may conduct one or more of the following quality assurance/quality control reviews:
(1) A desktop review that may require the Participating Contractor(s) to submit project-related documentation, such as the customer invoice, proof of permit closure and proof of a passed safety test, including the name and licensure or credentials of the tester.
(2) A field verification at the Eligible Property(ies) for which the Borrower shall be notified at least ten (10) business days prior to the field verification.
(3) Photo verification.
(h) Where Eligible Improvements are installed by a Participating Contractor, if the Authority finds that the Eligible Improvements were not installed in accordance with the requirements of this section or that the Participating Contractor misrepresented information related to the work, the Authority may remove the Participating Contractor from Program participation pursuant to the processes described in Section 10091.6 and/or may notify other government agencies and utility providers.
(i) Where Eligible Improvements are installed by a Self-Installer, if the Authority finds that the Eligible Improvements were not installed in accordance with these requirements or that the Self-Installer misrepresented information related to the work, the Authority may notify other government agencies and utility providers.
(j) The following table designates the EEMs for the Program, corresponding requirements, the fuel source eligibility and whether or not the measure is eligible for self-install. All measures must meet Title 20 or Title 24 requirements, when applicable.
Measure Category
Measure
Requirements
Fuel Source
Eligible for Self-Install
Fuel Switch
Appliances
Air Cleaner/Purifier
ENERGY STAR
Electric
Yes
Appliances
Clothes Dryer (Electric)
ENERGY STAR
Electric
Yes
Appliances
Clothes Dryer (Gas)
ENERGY STAR
Gas
Yes
Appliances
Clothes Washer
ENERGY STAR
Electric Gas
Yes
Appliances
Dishwasher
ENERGY STAR
Electric Gas
Yes
Appliances
Freezer
ENERGY STAR
Electric
Yes
Appliances
Heat Pump Clothes Dryer
ENERGY STAR
Electric
Yes
Appliances
Induction Range or Cooktop
ENERGY STAR
Electric
Yes
Appliances
Range Hood
ENERGY STAR
Electric
Yes
Appliances
Convection Oven (Electric)
Electric
Yes
Appliances
Refrigerator
ENERGY STAR
Electric
Yes
Building Envelope
Air Sealing
Electric Gas
No
Building Envelope
Attic Insulation
Electric Gas
No
Building Envelope
Cool Roof
Electric
No
Building Envelope
Floor Insulation
Electric Gas
No
Building Envelope
Heat Reflective Coatings
Solar reflectance ≥ 0.5 as tested to ASTM C1549-16
Electric
No
Building Envelope
Insulated Siding
Siding panels with rigid foam insulation backing
Electric Gas
No
Building Envelope
Radiant Barrier
For attic installation only
Electric Gas
No
Building Envelope
Wall Insulation
Electric Gas
No
Building Envelope
Window Coverings: Exterior
Includes: Solar screens, roller shade/shutters, louvered shutters, or awnings. Must be attached to the building structure.
Electric
No
Building Envelope
Window Coverings: Interior
Includes: Cellular shades, window quilts, or roman shades installed in a conditioned space and covering the entire window aperture. Not included: louvered blinds or shutters; drapes; curtains; sheer, roller, or pleated shades; solar screens.
Electric Gas
Yes
Building Envelope
Window Film
May only be installed in conditioned spaces.
Electric Gas
Yes
Building Envelope
Windows
May only be installed in conditioned spaces.
Electric Gas
No
Clean Energy
Solar Photovoltaic + Battery Storage
Must be installed together.
Electric
No
Clean Energy
Battery Storage Expansion
Must be paired with an existing solar photovoltaic system.
Electric
No
Demand Response
Thermal Energy Storage (TES) System
Must be used for the purpose of permanent load shifting (PLS).
Electric
No
HVAC
Air Filter Alarm or Sensor
Electric Gas
No
HVAC
Air Filter Upgrade--MERV
MERV 13 air filter upgrade. Must be installed with an ECM fan motor and a filter sensor or alarm.
Electric Gas
No
HVAC
Central Air Conditioning Unit
Electric
No
HVAC
Central Heating and Air Conditioning System
Electric Gas
No
HVAC
Diagnostic or Fault Detection Alert Systems
Electric Gas
No
HVAC
Duct Insulation
Electric Gas
Yes
HVAC
Duct Sealing
Electric Gas
No
HVAC
Duct Sizing or Optimization
Electric Gas
No
HVAC
ECM Furnace Fan Motor
Electric
No
HVAC
Evaporative Cooling
Electric
No
HVAC
Fan or Motor Control
Electric
No
HVAC
Furnace--Residential
Gas
No
HVAC
Heat Pump
Electric
No
Yes
HVAC
HVAC Tune-up and Optimization
Electric Gas
No
HVAC
Hydronic Radiant Heating
Electric Gas
No
HVAC
Mini Split
18 SEER or greater
Electric
No
Yes
HVAC
Mini Split Air Conditioning System
18 SEER or greater
Electric
No
Yes
HVAC
Smart Thermostat
Programmable and communicating thermostat
Electric Gas
Yes
HVAC
Ventilation Fan
ENERGY STAR
Electric
No
HVAC
Wall Furnace
Gas
No
HVAC
Whole House Fan
Electric
No
Lighting
LED Lighting
LED lighting bulbs and fixtures. Must be ENERGY STAR Certified. Recessed light fixtures in insulated ceilings must be rated ICAT (insulation contact air tight).
Electric
Yes
Lighting
LED Tape Lighting
Electric
Yes
Other
Other Measures Qualifying Through IOU/REN/CCA Programs
Measure not elsewhere on this list that qualifies for an IOU/REN/CCA energy efficiency or demand-side energy program.
Electric Gas
No
Other
Other Measures Qualifying Through IOU/REN/CCA Programs--Self Install
Measure not elsewhere on this list that qualifies for an IOU/REN/CCA energy efficiency or demand-side energy program and for which the IOU/REN/CCA program allows self-install.
Electric Gas
Yes
Other
Smart Home Energy Management System
ENERGY STAR
Electric Gas
Yes
Pool Products
Pool Cover (Electric Heater)
Electric
Yes
Pool Products
Pool Cover (Gas Heater)
Gas
Yes
Pool Products
Pool Pump Motor
ENERGY STAR
Electric
Yes
Transportation
Electric Vehicle Chargers
ENERGY STAR Must be capable of internet connectivity for grid connection.
Electric
No
Water Heating
Faucet Aerator
Electric Gas
Yes
Water Heating
Heat Pump Water Heater
ENERGY STAR
Electric
No
Yes
Water Heating
Pipe Insulation
Electric Gas
Yes
Water Heating
Shower Head--Low Flow
Electric Gas
Yes
Water Heating
Shower Thermostatic Valve
Electric Gas
No
Water Heating
Solar Water Heater
ENERGY STAR
Electric
No
Yes
Water Heating
Tank Insulation
Electric Gas
Yes
Water Heating
Tank Water Heater (Gas)
ENERGY STAR
Gas
No
Water Heating
Tankless Water Heater (Electric)
Electric
No
Yes
Water Heating
Tankless Water Heater (Gas)
ENERGY STAR
Gas
No

Credits

Note: Authority cited: Section 26009, Public Resources Code. Reference: Sections 26003(a)(3)(A), 26003(a)(6), 26003(a)(8)(A) and 26040, Public Resources Code.
History
1. New section filed 3-9-2015 as an emergency; operative 3-9-2015 (Register 2015, No. 11). A Certificate of Compliance must be transmitted to OAL by 9-8-2015 or emergency language will be repealed by operation of law on the following day.
2. New section refiled 9-8-2015 as a deemed emergency pursuant to Public Resources Code section 26009, including amendment of subsection (a), new subsection (a)(1)(C) and (a)(1)(F), subsection relettering, amendment of subsection (d), new subsection (e), subsection relettering and amendment of newly designated subsection (f); operative 9-8-2015 (Register 2015, No. 37). A Certificate of Compliance must be transmitted to OAL by 12-7-2015 or emergency language will be repealed by operation of law on the following day.
3. New section, including 9-8-2015 amendments, refiled 12-3-2015 as a deemed emergency pursuant to Public Resources Code section 26009; operative 12-7-2015 (Register 2015, No. 49). A Certificate of Compliance must be transmitted to OAL by 3-7-2016 or emergency language will be repealed by operation of law on the following day.
4. Certificate of Compliance as to 12-3-2015 order, including further amendment of section, transmitted to OAL 3-1-2016 and filed 4-13-2016; amendments operative 4-13-2016 pursuant to Government Code section 11343.4(b)(3) (Register 2016, No. 16).
5. Certificate of Compliance as to 5-30-2018 order, including new subsection (a)(1)(J), transmitted to OAL 8-3-2018 and filed 9-17-2018; amendments effective 9-17-2018 pursuant to Government Code section 11343.4(b)(3) (Register 2018, No. 38).
6. Amendment filed 5-24-2021 as an emergency; operative 5-24-2021 (Register 2021, No. 22). Emergency expiration extended 60 days pursuant to Executive Order N-40-20 plus an additional 60 days pursuant to Executive Order N-71-20. A Certificate of Compliance must be transmitted to OAL by 3-22-2022 or emergency language will be repealed by operation of law on the following day.
7. Change without regulatory effect amending subsection (b)(4) filed 8-25-2021 pursuant to section 100, title 1, California Code of Regulations (Register 2021, No. 35).
8. Amendment refiled 3-17-2022 as an emergency; operative 3-23-2022 (Register 2022, No. 11). A Certificate of Compliance must be transmitted to OAL by 6-21-2022 or emergency language will be repealed by operation of law on the following day.
9. Amendment refiled 6-20-2022 as an emergency; operative 6-22-2022 (Register 2022, No. 25). A Certificate of Compliance must be transmitted to OAL by 9-20-2022 or emergency language will be repealed by operation of law on the following day.
10. Certificate of Compliance as to 6-20-2022 order transmitted to OAL 8-19-2022 and filed 9-29-2022 (Register 2022, No. 39).
11. Renumbering of section 10091.11 to section 10091.12 and former section 10091.10 to 10091.11, including amendment of subsections (b)-(b)(1), (c)(2), (c)(4) and (f)(1), new subsection (f)(1)(C) and amendment of subsections (f)(3) and (j), filed 4-15-2024 as an emergency; operative 4-15-2024 (Register 2024, No. 16). A Certificate of Compliance must be transmitted to OAL by 10-14-2024 or emergency language will be repealed by operation of law on the following day.
This database is current through 4/26/24 Register 2024, No. 17.
Cal. Admin. Code tit. 4, § 10091.11, 4 CA ADC § 10091.11
End of Document