§ 4544. Ongoing Reporting Duties.
16 CA ADC § 4544Barclays Official California Code of Regulations
16 CCR § 4544
§ 4544. Ongoing Reporting Duties.
(2) If the licensee is removed as a fiduciary by the court for breach of trust, the date, case name, court location, and case number associated with the removal. The licensee shall submit a record of the court findings and orders related to the case. The licensee may file an additional statement of the issues and facts of the case.
(b) Each licensee shall report any information that is required to be reported on the annual statement, as specified in Section 4542, or that is otherwise authorized by the Act or regulation, or provide any information for verification of compliance with any item that is required to be reported on the annual statement or that is authorized by the Act or regulation as requested by the Bureau to the Bureau within fifteen (15) business days of the request or later as specified. Compliance with this subdivision shall be in addition to compliance with the reporting requirements in subdivision (a).
Credits
Note: Authority cited: Section 6517, Business and Professions Code. Reference: Sections 141, 480, 481, 490, 6534, 6536, 6560 and 6561, Business and Professions Code.
History
1. New section filed 5-17-2012; operative 6-16-2012 (Register 2012, No. 20).
This database is current through 7/12/24 Register 2024, No. 28.
Cal. Admin. Code tit. 16, § 4544, 16 CA ADC § 4544
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