§ 4520. Substantially Related Criteria for Denial of License.
16 CA ADC § 4520Barclays Official California Code of Regulations
16 CCR § 4520
§ 4520. Substantially Related Criteria for Denial of License.
(a) For the purposes of the denial of a license pursuant to Division 1.5 (commencing with Section 475) of the Business and Professions Code, a crime, professional misconduct, or act shall be considered to be substantially related to the qualifications, functions, or duties of a professional fiduciary if to a substantial degree it evidences present or potential unfitness of a person holding a professional fiduciary license to perform the functions authorized by the license in a manner consistent with the public health, safety, or welfare.
Credits
Note: Authority cited: Sections 481 and 6517, Business and Professions Code. Reference: Sections 480, 481, 493, 6536 and 6537, Business and Professions Code.
History
1. New article 6 (sections 4520-4522) and section filed 11-26-2007 as an emergency; operative 11-26-2007 (Register 2007, No. 48). A Certificate of Compliance must be transmitted to OAL by 5-27-2008 or emergency language will be repealed by operation of law on the following day.
2. Certificate of Compliance as to 11-26-2007 order transmitted to OAL 5-28-2008 and filed 6-16-2008 (Register 2008, No. 25).
3. Amendment of section and Note filed 2-1-2021; operative 2-1-2021 pursuant to Government Code section 11343.4(b)(3) (Register 2021, No. 6). Filing deadline specified in Government Code section 11349.3(a) extended 60 calendar days pursuant to Executive Order N-40-20 and an additional 60 calendar days pursuant to Executive Order N-71-20.
This database is current through 4/19/24 Register 2024, No. 16.
Cal. Admin. Code tit. 16, § 4520, 16 CA ADC § 4520
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