Subarticle 2. Application
- § 80.4100. Scope.
- § 80.4100.10. Pre-Filing Conference.
- § 80.4101. Included Applications.
- § 80.4102. Facing Page.
- § 80.4103. Additional Information and Number of Copies.
- § 80.4104. Information Regarding History and Business.
- § 80.4105. Information Regarding Directors, Executive Officers, Control Persons, and 10% Equity Security Owners.
- § 80.4105.10. Fingerprint and Background Checks.
- § 80.4105.11. Information Regarding Control Persons Who Are Not Residents of the United States.
- § 80.4106. Information Regarding Corporate or Limited Liability Matters.
- § 80.4107. Information Regarding Securities.
- § 80.4108. Information Regarding Equity Security Owners.
- § 80.4109. Information Regarding Affiliates.
- § 80.4110. Information Regarding Controlling Persons. [Repealed]
- § 80.4111. Information Regarding Financial Statements and Reports.
- § 80.4112. Information Regarding Extensions of Credit. [Repealed]
- § 80.4113. Information Regarding Legal Proceedings.
- § 80.4114. Information Regarding Payment Instrument or Travelers Check Licenses. [Repealed]
- § 80.4115. Information Regarding Business Plan.
- § 80.4116. Information Regarding California Offices. [Repealed]
- § 80.4117. Information Regarding Proposed California Agents.
- § 80.4118. Information Regarding Operations.
- § 80.4118.10. Information Regarding Office of Foreign Assets Control (“Ofac”) Compliance.
- § 80.4118.11. Information Regarding Bank Secrecy Act (“Bsa”) Compliance.
- § 80.4119. Information Regarding Forms of Receipts and Payment Instruments.
- § 80.4120. Information Regarding Clearing Bank.
- § 80.4121. Information Regarding PRO Forma Financial Statements.
- § 80.4122. Information Regarding Reasonable Promise of Successful Operation. [Repealed]
- § 80.4123. Information Regarding Compliance with Financial Code Section 2081.
- § 80.4124. Information Regarding Authorization.
- § 80.4125. Signature, Acknowledgment, and Verification.
- § 80.4126. Fee.
- § 80.4127. Amendment.