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Home Title 10. Investment Chapter 3. Commissioner of Financial Protection and Innovation Subchapter 2. Corporate Securities

Article 4. Standards for the Exercise of the Commissioner's Authority

  • § 260.140. Application of Standards.
  • § 260.140.01. Suitability of Investors.
  • § 260.140.05. Securities of Speculative Business.
  • Subarticle 1. Rights of Security Holders
  • Subarticle 2. Selling Expenses and Options to Underwriters
  • Subarticle 3. Promotional Shares
  • Subarticle 4. Rights, Warrants and Options
  • Subarticle 5. Offering Price
  • Subarticle 6. Recapitalizations and Reorganizations
  • Subarticle 7. Stock Dividends and Stock Splits
  • Subarticle 7.1. Mutual Water Companies
  • Subarticle 7.2. Offerings of Debt Securities by Churches
  • Subarticle 8. Investment Companies
  • Subarticle 9. Real Estate Investment Trusts
  • Subarticle 10. Real Estate Programs
  • Subarticle 11. Oil and Gas Interests
  • Subarticle 12. Nonissuer Qualifications
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