Article 4. Licensure of Investment Advisers and Investment Adviser Representatives
- 44 AZ ST Ch. 13, Art. 4, Refs & Annos
- § 44–3151. Licensure Required; Exclusion; Violation; Classification
- § 44–3152. Exemption of Certain Investment Advisers and Investment Adviser Representatives; Private Fund Adviser Exemption; Definitions
- § 44–3153. Application for Licensure as Investment Adviser; Notice Filings by Federal Covered Advisers
- § 44–3154. Licensure Application; Additional Information
- § 44–3155. Investment Adviser License; Notification
- § 44–3156. Application for Licensure as Investment Adviser Representative
- § 44–3157. Investment Adviser Representative License; Notification
- § 44–3158. Expiration, Renewal or Transfer of Licensure; Automatic Suspension
- § 44–3159. Reporting Requirements